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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-01
  • FL RA
    APPROVED
    Since 2025-05-01

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 06/2011 Present
Other Businesses

(1) RENTAL PROPERTY|SANFORD, FL| PROPERTY OWNER| START DATE 01.11.2019| FOR APPROXIMATELY LESS THAN 20 HOURS PER MONTH NONE DURING TRADING HOURS|PROPERTY OWNER (2) Start Date = 05-20-19| Sugar This SugarThat LLC| 15% Owner| Maitland, FL| Hours/Month = Less than 20| I am more of a silent partner. This is an online clothing retail store.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-30
S63 Uniform Securities Agent State Law Examination 2014-09-30
  • S66 Uniform Combined State Law Examination
    2025-04-30
  • S63 Uniform Securities Agent State Law Examination
    2014-09-30
Other Names
  • Daniel Rudin

View on SEC IAPD

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