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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-12 |
| WA | RA | APPROVED | 2022-03-07 |
| MN | RA | APPROVED | 2022-03-04 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
Savage, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Minneapolis | MN | 08/2015 | 07/2021 |
| Ameriprise Financial Services, Llc | Mercer Island | WA | 07/2021 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Associate Financial Advisor - Insurance Specialist; Manage advisory business; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Not Investment-Related; 04/15/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-29 |
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