Carlos Alves Dias

Current Employers

Employment History

• 01/2013 → 06/2019
  Excel Tax & Wealth Group, Inc
  Lake Mary, FL
• 09/2011 → 06/2019
  Mvp Wealth Management Group, Inc
  Lake Mary, FL
• 11/2014 → 12/2018
  Retirement Wealth Advisors
  Lake Mary, FL
• 12/2016 → 04/2018
  Nfl Alumni Central Florida Chapter
  Mount Laurel, NJ
• 07/2019 → Present
  Dias Financial, Llc
  Lake Mary, FL
• 11/2019 → Present
  Dias Wealth, Llc
  Lake Mary, FL

Previous Registrations

• 2014-12-01 → 2018-12-20
  Brookstone Wealth Advisors, Llc
  Lake Mary, FL
  Lake Mary, FL
• 2014-04-21 → 2014-11-12
  Regal Investment Advisors Llc
  Lake Mary, FL
  Kentwood, MI

Other Businesses

1) DIAS FINANCIAL, LLC; INVESTMENT RELATED; MANAGING MEMBER/INSURANCE AGENT; SAME OFFICE ADDRESS AS FIRM; START DATE: 07/2019 TO PRESENT; TIME SPENT: 40 HOURS/MTH (SAME DURING TRADING) INSURANCE SALES. 2) KIPLINGER; INVESTMENT RELATED; CONTRIBUTOR; WASHINGTON, D.C.; 08/2016 TO PRESENT; TIME SPENT: 4 HRS PER MONTH DURING NON-TRADING HOURS; NATIONAL CYNDICATED COLUMNIST ON TOPICS PERTAINING TO PERSONAL FINANCE AND RETIREMENT. 3) MARKETWATCH; CONTRIBUTOR; NEW YORK, NY; 05/2015 TO PRESENT; TIME SPENT: 2 HRS PER MONTH DURING NON-TRADING HOURS; COLUMNIST ON TOPICS PERTAINING TO FINANCES AND RETIREMENT. 4) CPAACADEMY.ORG; PROFESSOR; 11/2019 TO PRESENT; 8 HRS PER MONTH DURING TRADING HOURS; PROVIDES EDUCATION TO CPAs, ENROLLED AGENTS, AND OTHER TAX PROFESSIONALS ON DIFFERENT TOPICS. 5) NIL-LLC; OWNER; SAME ADDRESS OF RECORD; TIME SPENT: 6 HRS PER MONTH DURING TRADING; FOCUSES ON NAME IMAGE AND LIKENESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-05