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Kari Anna Polasek

Adaptive Financial Design LLC

Minneapolis, MN

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Current Employers
Adaptive Financial Design Llc

Minneapolis, MN • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-28
MN RA APPROVED 2023-09-08
  • TX RA
    APPROVED_RES
    Since 2026-04-28
  • MN RA
    APPROVED
    Since 2023-09-08

Branch Locations

Minneapolis, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxford Financial Group Ltd Minneapolis MN 03/2014 09/2016
Wealth Enhancement Group Plymouth MN 09/2016 06/2020
Advisornet Financial Minneapolis MN 06/2020 05/2023
Adaptive Financial Design Llc Minneapolis MN 04/2023 Present
  • 03/2014 → 09/2016
    Oxford Financial Group Ltd
    Minneapolis, MN
  • 09/2016 → 06/2020
    Wealth Enhancement Group
    Plymouth, MN
  • 06/2020 → 05/2023
    Advisornet Financial
    Minneapolis, MN
  • 04/2023 → Present
    Adaptive Financial Design Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-07
S63 Uniform Securities Agent State Law Examination 2007-05-18
  • S66 Uniform Combined State Law Examination
    2016-12-07
  • S63 Uniform Securities Agent State Law Examination
    2007-05-18
Designations
Other Names
  • Kari Anna Carlson

View on SEC IAPD

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