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Katherine Ann Beattie

Capital Client Group, Inc.

Los Angeles, CA

Littleton, CO

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-16
  • CA RA
    APPROVED
    Since 2018-08-16

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Denver CO 10/2011 08/2018
American Funds Los Angeles CA 08/2018 Present
  • 10/2011 → 08/2018
    Jackson National Life
    Denver, CO
  • 08/2018 → Present
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-04
  • S63 Uniform Securities Agent State Law Examination
    2007-10-04
Designations
Other Names
  • Katie Gallagher
  • Katherine Ann Gallagher

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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