Best Investors Account Sign in
Current Employers
Kingsview Wealth Management, Llc

509 Se 7Th Street 2Nd Floor, Grants Pass, OR 97526 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-04
WA RA APPROVED 2020-02-14
  • TX RA
    APPROVED_RES
    Since 2021-03-04
  • WA RA
    APPROVED
    Since 2020-02-14

Branch Locations

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Renton WA 02/2016 11/2016
Wells Fargo Clearing Services, Llc Renton WA 11/2016 02/2020
Kingsview Wealth Management Kirkland WA 02/2020 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Renton, WA
  • 11/2016 → 02/2020
    Renton, WA
  • 02/2020 → Present
    Kingsview Wealth Management
    Kirkland, WA
Previous Registrations
  • 2016-02-04 → 2020-02-13
    Seattle, WA
    Renton, WA
    Burien, WA
    Des Moines, WA
    Newcastle, WA
    Seattle, WA
    Renton, WA
    Federal Way, WA
    Renton, WA
    Renton, WA
    Mercer Island, WA
    Renton, WA
    Des Moines, WA
    Newcastle, WA
  • 2012-10-01 → 2016-02-16
    Tucson, AZ
    Tucson, AZ
    Newcastle, WA
  • 2012-02-21 → 2012-10-01
    Chase Investment Services Corp.
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
  • 2010-08-03 → 2012-02-21
    Tucson, AZ
Other Businesses

1) RENTAL PROPERTY, INVT RELATED, MERCER ISLAND, WA, 100% OWNERSHIP, START DATE 6/23/2019, 2 HRS PER MONTH, 0 DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
S63 Uniform Securities Agent State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2010-08-02
  • S63 Uniform Securities Agent State Law Examination
    2007-05-23
Designations
Other Names
  • Courtney Owen Baker

View on SEC IAPD

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor