Andrew David Smith

Current Employers

Employment History

• 11/2012 → 11/2016
  Tmfs Advisors, Llc
  Overland Park, KS
• 11/2016 → 11/2018
  Financial Engines Advisors L.L.C.
  Dublin, OH
• 11/2018 → Present
  Stratos Wealth Advisors
  Hilliard, OH

Previous Registrations

• 2016-11-30 → 2018-12-13
  Edelman Financial Engines
  Dublin, OH
• 2012-11-19 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Overland Park, KS
  Dublin, OH
• 2012-11-13 → 2012-11-26
  The Mutual Fund Store
  Overland Park, KS
• 2012-07-23 → 2012-11-15
  Charles Schwab & Co., Inc.
  Fishers (Indianapolis), IN
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) True North Insurance Partners - Investment-Related - Address: 5080 Tuttle Crossing Blvd Suite 250 Dublin, OH 43016 - Position: 49% Owner - Start Date: 1/1/2021 - Number of hours devoted per month during trading hours: 0 - Description: Providing life and long-term care policies to those who need them. 2) True North Wealth Partners (DBA) - Investment-Related - Address: 5080 Tuttle Crossing Blvd Suite 250 Dublin, OH 43016 - Position: 49% Owner - Start Date: 11/1/2018 - Number of hours devoted per month: 160 - Number of hours devoted during trading hours per month: 160 - Description: Provide investment management and comprehensive financial planning services to clients.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-20
• S63 Uniform Securities Agent State Law Examination
  2010-07-26