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Stephen C Hunt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-08
TX RA APPROVED 2023-08-08
  • CA RA
    APPROVED
    Since 2023-08-08
  • TX RA
    APPROVED
    Since 2023-08-08

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Los Angeles CA 02/2000 08/2023
J.P. Morgan Chase Bank, Na Los Angeles CA 11/2016 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 08/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-08
S63 Uniform Securities Agent State Law Examination 2003-08-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-08
  • S63 Uniform Securities Agent State Law Examination
    2003-08-27
Other Names
  • Stephen C.M. Hunt
  • Stephen Charles Merrill Hunt

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
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TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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