Paul G Farabaugh

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-08-30
TX	RA	APPROVED	2023-08-25

AZ RA
APPROVED

Since 2023-08-30
TX RA
APPROVED

Since 2023-08-25

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Phoenix	AZ	03/2007	08/2023
Morgan Stanley Smith Barney Llc	Phoenix	AZ	08/2023	Present

03/2007 → 08/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
08/2023 → Present

Morgan Stanley Smith Barney Llc

Phoenix, AZ

Previous Registrations

2007-07-03 → 2023-08-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Other Businesses

(1) CRESCENT VENTURES HOLDINGS, LLC / TAYLOR, MI / INVESTMENT RELATED / GENERAL PARTNER / MANAGING MEMBER / START 2022 / 15 HOURS DEVOTED YEARLY / 0 DURING TRADING HOURS / LLC OWNS RENTAL PROPERTY AND I WILL SERVE AS MEMBER OF LLC AND POSSIBLY ASSIST IN OPENING BANKING ACCOUNTS FOR LLC. (2) CRESCENT VENTURES HOLDINGS, LLC / INVESTMENT RELATED / CHANDLER, AZ / REAL ESTATE / CO-OWNER (proprietor, partner, officer, director, employee, trustee, agent); START SEPTEMBER-2023 / 0 HOURS DEVOTED MONTLY / 0 DURING TRADING HOURS / REAL ESTATE PROPERTY OWNER *591384 - GABALLIE REAL ESTATE HOLDINGS LLC; Investment Related - Yes; CHANDLER, Arizona; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2024; During Business Hours: 0; After Business Hours: 1; Administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-02

S66 Uniform Combined State Law Examination

2007-07-02

View on SEC IAPD