Steven William Baller

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2016-05-12
TX	RA	APPROVED	2016-05-12
OH	RA	APPROVED	2016-04-25

SC RA
APPROVED

Since 2016-05-12
TX RA
APPROVED

Since 2016-05-12
OH RA
APPROVED

Since 2016-04-25

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

40 N Main St Ste 1660, Dayton, OH 45423 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Miamisburg	OH	01/2016	11/2016
Chucktown Homes, Llc	Charleston	SC	08/2015	Present
Wells Fargo Clearing Services, Llc	Miamisburg	OH	11/2016	Present

01/2016 → 11/2016

Wells Fargo Advisors, Llc

Miamisburg, OH
08/2015 → Present

Chucktown Homes, Llc

Charleston, SC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Miamisburg, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-24

S66 Uniform Combined State Law Examination

2016-04-24

Other Names

Steven W Baller

View on SEC IAPD

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