Michelle C Moser

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-03-25

MN RA
APPROVED

Since 2017-03-25

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Minnetonka	MN	01/2015	03/2017
Mml Investors Services, Llc	Plymouth	MN	03/2017	Present
Mass Mutual Life Insurance Company	Plymouth	MN	07/2016	Present

01/2015 → 03/2017

Metlife Securities Inc.

Minnetonka, MN
03/2017 → Present

Mml Investors Services, Llc

Plymouth, MN
07/2016 → Present

Mass Mutual Life Insurance Company

Plymouth, MN

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Minnetonka, MN
2014-01-29 → 2015-01-02

New England Securities

Minneapolis, MN

Other Businesses

(1)OWNER - 1 RESIDENTIAL RENTAL UNIT -COLLECT MONTHLY RENT AND MAINTAIN THE PROPERTY - 0 HRS WEEKLY, START DATE 11/2006 (2)NAME: COLONIAL CHURCH FOUNDATION INV REL: N ADDR: 6200 COLONIAL WAY, EDINA MN 55436 NATURE: NONPROFIT ORGANIZATION - CHURCH POSITION: SECRETARY START DATE: 03/09/2021 NO. HR/MO: 1 NO. HR/MO DURING TRADING: 0 DESCRIBE DUTIES: TAKE NOTES DURING EVERY OTHER MONTH MEETINGS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-05-18

S63 Uniform Securities Agent State Law Examination

2007-05-18

Other Names

Michelle Kathleen Coleman

View on SEC IAPD