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Erica Germain Thomas

J.P. Morgan Securities LLC

Chicago , IL

Warren, MI

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-24
TX RA APPROVED_RES 2013-09-24
IL RA APPROVED 2012-10-01
  • MI RA
    APPROVED
    Since 2024-04-24
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 S Dearborn St Fl 32, Chicago , IL 60603 • United States

29700 Van Dyke Rd, Warren, MI 48093 • United States

10 South Dearborn Floor 32, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Troy MI 10/2012 Present
Jpmorgan Chase Bank, Na. Troy MI 04/2010 Present
Previous Registrations
  • 2012-06-21 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
  • 2010-05-07 → 2012-05-15
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
  • 2008-11-21 → 2009-06-22
    Natcity Investments, Inc.
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
  • S66 Uniform Combined State Law Examination
    2007-09-28
Other Names
  • Erica Germain Ahee

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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