Daniel Ryan Baker

Current Employers

Trinity Capital Management, Llc

607 De La Vista Ave., Santa Barbara, CA 93103 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-09-24

CA RA
APPROVED

Since 2013-09-24

Branch Locations

Rancho Cucamonga, CA • United States

1225 E 16Th St Suite B-2, Upland, CA 91784 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Trinity Capital Management, Llc	Ontario	CA	09/2013	Present

09/2013 → Present

Trinity Capital Management, Llc

Ontario, CA

Previous Registrations

2013-03-19 → 2013-09-23

Trinity Financial Partners

Ontario, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-07

S66 Uniform Combined State Law Examination

2008-03-07

Designations

View on SEC IAPD