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520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-03 |
Branch Locations
101 California, 18Th Floor, San Francisco, CA 94111 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-20 |
| CA | RA | APPROVED | 2024-01-10 |
Branch Locations
101 California Street, San Francisco, CA 94111 • United States
1 N Federal Hwy, 5Th Floor, Boca Raton, FL 33432 • United States
200 Station Drive, Westwood, MA 02090 • United States
750 Redwood Highway Frontage Rd, Suite 1218 , Mill Valley, CA 94941 • United States
1 Citizens Bank Way, Johnston, RI 02919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sacramento | CA | 01/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | 09/2022 |
| First Republic Investment Management, Inc | San Francisco | CA | 09/2022 | 09/2023 |
| First Republic Securities Company, Llc | San Francisco | CA | 09/2022 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | 01/2024 |
| Citizens Securities, Inc. | San Francisco | CA | 01/2024 | Present |
| Citizens Private Wealth | San Francisco | CA | 09/2024 | Present |
Rental Property: California Sole Proprietorship Monthly Compensation $0 Start Date: January 2025 Approximate time/month: 1 hour
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-18 |
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