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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-26 |
| TX | RA | APPROVED | 2018-10-25 |
Branch Locations
1825 Main Street Suite 14, Weston, FL 33326 • United States
1825 Main Street Suite 13, Weston, FL 33326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | New York | NY | 02/2007 | 10/2018 |
| Foresters Advisory Services, Llc | New York | NY | 08/2012 | 10/2018 |
| Espiritu Legacy Corp | Bay Shore | NY | 12/2015 | 01/2018 |
| Lpl Financial Llc | Pembroke Pines | FL | 10/2018 | Present |
1)10/25/2018 - Tree of Life Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2018 2)10/25/2018 - Good Life IA - Non-Variable Insurance - inv rel - at reported business location(s) - start: 10/2018 3)10/25/2018 - Real Estate Rental - owner - inv rel - Pembroke Pines, FL - start: 01/2018 4) 08/28/2019 - Crowned Realty, LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:08/01/2019 - 4 hrs/mo - 0 hrs during trading. 5) 03/04/2022 - Women's Financial Planning Boutique - Investment Related - 1285 Main St. Suite 14 Weston, FL 33326 - DBA for LPL Business (entity for LPL business) - Start Date - 03/04/2022 - 80 Hours Per Month/20 Hours During Securities Trading. 6) 04/07/2022 - Olga Espiritu, Author - Not Investment Related - Home Based - Other - Sale Proceeds of Book - Author - Start Date - 03/11/2022- 8 Hours Per Month/0 Hours During Securities 7) 2/3/2023 - Alpha Solutions Management - Investment Related - Non-Variable Insurance - Licensed Agent - Start Date - 12/23/2022 - 8 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-09 |
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