Best Investors Account Sign in

Olga Cecilia Espiritu

LPl Financial LLC

Weston, FL

Weston, FL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-10-26
TX RA APPROVED 2018-10-25
  • FL RA
    APPROVED
    Since 2018-10-26
  • TX RA
    APPROVED
    Since 2018-10-25

Branch Locations

1825 Main Street Suite 14, Weston, FL 33326 • United States

1825 Main Street Suite 13, Weston, FL 33326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial New York NY 02/2007 10/2018
Foresters Advisory Services, Llc New York NY 08/2012 10/2018
Espiritu Legacy Corp Bay Shore NY 12/2015 01/2018
Lpl Financial Llc Pembroke Pines FL 10/2018 Present
  • 02/2007 → 10/2018
    Foresters Financial
    New York, NY
  • 08/2012 → 10/2018
    Foresters Advisory Services, Llc
    New York, NY
  • 12/2015 → 01/2018
    Espiritu Legacy Corp
    Bay Shore, NY
  • 10/2018 → Present
    Pembroke Pines, FL
Previous Registrations
  • 2015-07-15 → 2018-10-25
    Foresters Advisory Services, Llc
    New York, NY
Other Businesses

1)10/25/2018 - Tree of Life Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2018 2)10/25/2018 - Good Life IA - Non-Variable Insurance - inv rel - at reported business location(s) - start: 10/2018 3)10/25/2018 - Real Estate Rental - owner - inv rel - Pembroke Pines, FL - start: 01/2018 4) 08/28/2019 - Crowned Realty, LLC - Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:08/01/2019 - 4 hrs/mo - 0 hrs during trading. 5) 03/04/2022 - Women's Financial Planning Boutique - Investment Related - 1285 Main St. Suite 14 Weston, FL 33326 - DBA for LPL Business (entity for LPL business) - Start Date - 03/04/2022 - 80 Hours Per Month/20 Hours During Securities Trading. 6) 04/07/2022 - Olga Espiritu, Author - Not Investment Related - Home Based - Other - Sale Proceeds of Book - Author - Start Date - 03/11/2022- 8 Hours Per Month/0 Hours During Securities 7) 2/3/2023 - Alpha Solutions Management - Investment Related - Non-Variable Insurance - Licensed Agent - Start Date - 12/23/2022 - 8 Hours Per Month/1 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-06
S63 Uniform Securities Agent State Law Examination 2007-07-09
  • S65 Uniform Investment Adviser Law Examination
    2015-07-06
  • S63 Uniform Securities Agent State Law Examination
    2007-07-09
Designations
Other Names
  • Olga C Vasquez
  • Olga Cecilia Vasquez

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Weston, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor