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Todd Lee Hall

Principal Advised Services

Edgewater, MD

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Current Employers
Principal Advised Services

655 9Th Street, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-04-05
MD RA APPROVED 2022-10-30
  • IA RA
    APPROVED
    Since 2024-04-05
  • MD RA
    APPROVED
    Since 2022-10-30

Branch Locations

Edgewater, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Edgewater MD 11/2006 Present
Principal Securities Inc Edgewater MD 11/2006 Present
Principal Advised Services Edgewater MD 10/2022 Present
  • 11/2006 → Present
    Principal Life Insurance Company
    Edgewater, MD
  • 11/2006 → Present
    Principal Securities Inc
    Edgewater, MD
  • 10/2022 → Present
    Principal Advised Services
    Edgewater, MD
Previous Registrations
  • 2006-10-11 → 2006-10-23
    Osaic Fa, Inc.
    Irvine, CA
  • 2003-08-29 → 2006-10-09
    Osaic Fa, Inc.
    Irvine, CA
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-27
S63 Uniform Securities Agent State Law Examination 2000-07-13
  • S65 Uniform Investment Adviser Law Examination
    2003-08-27
  • S63 Uniform Securities Agent State Law Examination
    2000-07-13

View on SEC IAPD

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