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Suman Lata Achari

Cetera Investment Advisers LLC

Temecula, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-08
  • CA RA
    APPROVED
    Since 2019-03-08

Branch Locations

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orange County'S Credit Union Santa Ana CA 08/2000 03/2017
Lpl Financial Llc Honolulu HI 01/2009 03/2019
Central Pacific Bank Honolulu HI 03/2017 02/2019
Cetera Investment Services Llc Saint Cloud MN 01/2019 Present
Cetera Investment Advisers Llc Huntington Beach CA 01/2019 Present
  • 08/2000 → 03/2017
    Orange County'S Credit Union
    Santa Ana, CA
  • 01/2009 → 03/2019
    Lpl Financial Llc
    Honolulu, HI
  • 03/2017 → 02/2019
    Central Pacific Bank
    Honolulu, HI
  • 01/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 01/2019 → Present
    Cetera Investment Advisers Llc
    Huntington Beach, CA
Previous Registrations
  • 2009-01-20 → 2019-03-13
    Lpl Financial Llc
    Fort Mill, SC
    Santa Ana, CA
    Honolulu, HI
    Santa Ana, CA
    Santa Ana, CA
    Mission Viejo, CA
    Long Beach, CA
    Kapolei, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Waipahu, HI
    Wahiawa, HI
    Waipahu, HI
    Ewa Beach, HI
    Honolulu, HI
    Pearl City, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
  • 2007-12-21 → 2009-01-22
    Cuna Brokerage Services, Inc.
    Santa Ana, CA
    Santa Ana, CA
Other Businesses

100% OWNER OF RENTAL PROPERTY @ 631 WHITNEY WAY, COSTA MESA, CA, <1 HR WK, NO SECURITIES ACTIVITIES AND NO SECURITIES CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-20
  • S66 Uniform Combined State Law Examination
    2007-12-20
Other Names
  • Suman Lata Sami

View on SEC IAPD

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