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John Edward Klauk

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

La Verne, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-03
TX RA APPROVED_RES 2013-03-22
CA RA APPROVED 2007-06-22
  • FL RA
    APPROVED
    Since 2020-12-03
  • TX RA
    APPROVED_RES
    Since 2013-03-22
  • CA RA
    APPROVED
    Since 2007-06-22

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

La Verne, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Los Angeles CA 03/2007 Present
Bank Of America,N.A. Los Angeles CA 06/2011 Present
  • 03/2007 → Present
    Merrill Lynch
    Los Angeles, CA
  • 06/2011 → Present
    Bank Of America,N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2007-06-21
Other Names
  • John E Klauk
  • John Klauk

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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