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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-06-18
CA RA APPROVED 2021-07-27
  • NV RA
    APPROVED
    Since 2024-06-18
  • CA RA
    APPROVED
    Since 2021-07-27

Branch Locations

170 Green Valley Pkwy Suite 220 [Satellite}, Henderson, NV 89052 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Long Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Long Beach CA 11/2016 06/2021
Wells Fargo Advisors Financial Network, Llc Long Beach CA 07/2021 05/2025
Wells Fargo Advisors Financial Network, Llc Henderson NV 05/2025 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, MARION, IA, 100% OWNERSHIP, START 4/25/2018, 0.25 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.| BMB CARDS, NOT INV RELATED, HENDERSON, NV, 100% OWNERSHIP, START 5/24/2024, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, BUYING AND SELLING COLLECTIBLES.| SIGNATURE LV SPA; INV RELATED; HENDERSON, NV; 25% OWNERSHIP; START DATE 05/12/2025; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; DAY SPA AND MASSAGE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 2001-06-29
  • S65 Uniform Investment Adviser Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    2001-06-29

View on SEC IAPD

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