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Current Employers
Traction Financial Partners

168 County Road 648, Encampment, WY 82325-1028 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-04
CO RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2022-03-04
  • CO RA
    APPROVED
    Since 2021-08-03

Branch Locations

168 County Toad 648, Encampment, WY 82325 • United States

168 County Road 648, Encampment, WY 82325-1028 • United States

8321 S. Sangre De Cristo Road Suite 102, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2007 06/2020
Equitable Advisors, Llc New York NY 02/2007 08/2021
Traction Financial Partners Encampment WY 08/2021 Present
Previous Registrations
Other Businesses

1. L.E.T.S LLC, 9787 ESTACK CT, HIGHLANDS RANCH, CO 80126; MEMBER OF LLC; OWNER OF A PROPERTY ALONG WITH 3 MEMBERS, LYNSEY BARNES, SETH CHARLES, TIFFANY CHARLES. THEY HAVE HIRED A THIRD PARTY PROPERTY MANAGMENT COMPANY TO MANAGE THE RENTAL. START DATE 5/3/21, APPROX 1 HR PER MONTH; $20,000 YEARLY COMPENSATION. 2. INSURANCE AGENT. SIMON DAVIS. NOT INVESTMENT RELATED. TIME SPENT IS LESS THAN 10% EACH MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2007-06-01
Other Names
  • Evan Barnes

View on SEC IAPD

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