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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-02-17
AK RA APPROVED 2023-02-15
AR RA APPROVED 2023-02-06
AL RA APPROVED 2023-01-20
ID RA APPROVED 2023-01-20
KY RA APPROVED 2023-01-20
MS RA APPROVED 2023-01-20
MO RA APPROVED 2023-01-19
WI RA APPROVED 2023-01-19
KS RA APPROVED 2022-01-03
NY RA APPROVED 2021-08-16
CO RA APPROVED 2020-10-06
IN RA APPROVED 2020-10-06
NM RA APPROVED 2019-01-23
UT RA APPROVED 2018-12-27
OR RA APPROVED 2018-10-18
LA RA APPROVED 2018-01-29
NV RA APPROVED 2017-12-13
WA RA APPROVED 2017-12-13
IL RA APPROVED 2017-11-29
DC RA APPROVED 2017-10-26
HI RA APPROVED 2017-10-12
WV RA APPROVED 2017-09-29
ME RA APPROVED 2017-09-14
MI RA APPROVED 2017-09-14
AZ RA APPROVED 2017-09-12
MN RA APPROVED 2017-09-12
FL RA APPROVED 2017-05-05
DE RA APPROVED 2017-04-06
NC RA APPROVED 2017-03-31
NH RA APPROVED 2017-03-17
MA RA APPROVED 2017-02-14
RI RA APPROVED 2017-01-04
MD RA APPROVED 2016-12-19
SD RA APPROVED 2016-12-15
CA RA APPROVED 2016-12-14
GA RA APPROVED 2016-12-14
OH RA APPROVED 2016-12-14
SC RA APPROVED 2016-12-14
TX RA APPROVED_RES 2016-12-14
VT RA APPROVED 2016-12-14
VA RA APPROVED 2016-12-14
CT RA APPROVED 2015-08-26
PA RA APPROVED 2015-08-20
NJ RA APPROVED 2015-07-23
  • MT RA
    APPROVED
    Since 2023-02-17
  • AK RA
    APPROVED
    Since 2023-02-15
  • AR RA
    APPROVED
    Since 2023-02-06
  • AL RA
    APPROVED
    Since 2023-01-20
  • ID RA
    APPROVED
    Since 2023-01-20
  • KY RA
    APPROVED
    Since 2023-01-20
  • MS RA
    APPROVED
    Since 2023-01-20
  • MO RA
    APPROVED
    Since 2023-01-19
  • WI RA
    APPROVED
    Since 2023-01-19
  • KS RA
    APPROVED
    Since 2022-01-03
  • NY RA
    APPROVED
    Since 2021-08-16
  • CO RA
    APPROVED
    Since 2020-10-06
  • IN RA
    APPROVED
    Since 2020-10-06
  • NM RA
    APPROVED
    Since 2019-01-23
  • UT RA
    APPROVED
    Since 2018-12-27
  • OR RA
    APPROVED
    Since 2018-10-18
  • LA RA
    APPROVED
    Since 2018-01-29
  • NV RA
    APPROVED
    Since 2017-12-13
  • WA RA
    APPROVED
    Since 2017-12-13
  • IL RA
    APPROVED
    Since 2017-11-29
  • DC RA
    APPROVED
    Since 2017-10-26
  • HI RA
    APPROVED
    Since 2017-10-12
  • WV RA
    APPROVED
    Since 2017-09-29
  • ME RA
    APPROVED
    Since 2017-09-14
  • MI RA
    APPROVED
    Since 2017-09-14
  • AZ RA
    APPROVED
    Since 2017-09-12
  • MN RA
    APPROVED
    Since 2017-09-12
  • FL RA
    APPROVED
    Since 2017-05-05
  • DE RA
    APPROVED
    Since 2017-04-06
  • NC RA
    APPROVED
    Since 2017-03-31
  • NH RA
    APPROVED
    Since 2017-03-17
  • MA RA
    APPROVED
    Since 2017-02-14
  • RI RA
    APPROVED
    Since 2017-01-04
  • MD RA
    APPROVED
    Since 2016-12-19
  • SD RA
    APPROVED
    Since 2016-12-15
  • CA RA
    APPROVED
    Since 2016-12-14
  • GA RA
    APPROVED
    Since 2016-12-14
  • OH RA
    APPROVED
    Since 2016-12-14
  • SC RA
    APPROVED
    Since 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2016-12-14
  • VT RA
    APPROVED
    Since 2016-12-14
  • VA RA
    APPROVED
    Since 2016-12-14
  • CT RA
    APPROVED
    Since 2015-08-26
  • PA RA
    APPROVED
    Since 2015-08-20
  • NJ RA
    APPROVED
    Since 2015-07-23

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

307 Fellowship Road Suite 205, Mount Laurel, NJ 08054 • United States

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

22 West Padonia Road Suite A 307, Timonium, MD 21093-2227 • United States

1201 Winterson Road Suite 130, Linthicum Heights, MD 21090 • United States

307 Fellowship Road Suite 205, Mount Laurel, NJ 08054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Berkeley Heights NJ 07/2015 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2009-09-15 → 2015-04-03
    Brooklyn, NY
    Millburn, NJ
    Morristown, NJ
    Marlborough, MA
    Brooklyn, NY
    Brooklyn, NY
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-14
S63 Uniform Securities Agent State Law Examination 2007-05-04
  • S66 Uniform Combined State Law Examination
    2009-09-14
  • S63 Uniform Securities Agent State Law Examination
    2007-05-04

View on SEC IAPD

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