Allen Jeffrey Roud

Current Employers

Roud Financial Services, Llc

Huntersville, NC • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2011-02-24

OH RA
APPROVED

Since 2011-02-24

Branch Locations

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Roud Financial Services (156492)	Canfield	OH	02/2011	Present

02/2011 → Present

Roud Financial Services (156492)

Canfield, OH

Previous Registrations

2007-09-20 → 2009-02-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canfield, OH

Other Businesses

I AM A PARTNER IN ONE RC PROPERTIES LLC. THIS BUSINESS IS NOT INVESTMENT RELATED. WE OWN 26 ACRES OF FARMLAND. IT IS BEING FARMED AT PRESENT. WE HAVE OWNED IT FOR 2 YEARS. I WORK AN AVERAGE OF 10 HOURS PER MONTH. NO HOURS WOULD BE DURING SECURITIES TRADING HOURS. THIS WOULD NOT INTERFERE AT ALL WITH MY JOB. THE ADDRESS IS MY PARTNERS HOME - 5322 HAWICK STREET, N.W., CANTON, OHIO 44708

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-14

S66 Uniform Combined State Law Examination

2007-09-14

Other Names

Allen Jeffery Roud

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