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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-27
  • TX RA
    APPROVED
    Since 2009-04-27

Branch Locations

800 N Shoreline Blvd Ste 1500, North Tower, Corpus Christi, TX 78401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Corpus Christi TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Corpus Christi TX 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; MAGNOLIA, TX; START DATE 10/2024; 5 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-02
  • S66 Uniform Combined State Law Examination
    2007-07-02
Other Names
  • Dawn Michelle Carter
  • Dawn Michelle Colburn
  • Dawn Michelle Colburn

View on SEC IAPD

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