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Current Employers
Pacific Peak Advisors, Llc

120 2Nd Avenue Suite 108, Ketchum, ID 83340 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-06-26
TX RA APPROVED 2023-06-26
  • ID RA
    APPROVED
    Since 2023-06-26
  • TX RA
    APPROVED
    Since 2023-06-26

Branch Locations

120 N Second Avenue Suite 108, Ketchum, ID 83340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group, Inc. Littleton CO 01/2014 Present
Trumark Financial Pleasanton CA 01/2016 01/2018
Pacific Peak Advisors, Llc Ketchum ID 12/2014 Present
Tlg Advisors, Inc. Littleton CO 04/2015 11/2023
  • 01/2014 → Present
    The Leaders Group, Inc.
    Littleton, CO
  • 01/2016 → 01/2018
    Trumark Financial
    Pleasanton, CA
  • 12/2014 → Present
    Ketchum, ID
  • 04/2015 → 11/2023
    Littleton, CO
Previous Registrations
Other Businesses

1.) TRUMARK FINANCIAL - SINCE 01/2016 - 6685 OWENS DR, PLEASANTON, CA 94588 - NOT INV REL, INS BSN, WHOLESALE SALES, DEVOTE APROX 40 HRS/WK. 2.) RJR INSURANCE AND FINANCIAL SREVICES, LLC - SINCE 01/2014, 120 Vantis, Suite 300, Aliso Viejo, CA 92656 - NOT INV REL, INS BSN, WHOLESALER, DEVOTE APPROX: 40 HRS/WK. 3.) TLG ADVISORS INC - SINCE 4/2015 - 26 W DRY CREEK CIRCLE, SUITE 575, LITTELTON, CO 80120 - INV REL, IAR BSN, IAR REP, DEVOTE APPROX: 20 HRS/MO. 4.) PACIFIC PEAK ADVISORS - SINCE 1/1/15 - 120 Vantis, Suite 300, Aliso Viejo, CA 92656- FINANCIAL ADVISOR, INV'T RELATED, 40 HRS/WK. 5.) THE NINETEEN 90's - 405 REQUEZA ST H-8, ENCINITAS, CA 92024 - 3/20/18, LIVE MUSIC PERFORMANCE BAND, PLAY BASS IN A 90'S COVER BAND, 1-2 SHOWS PER MONTH ON WEEKENDS, PAID FOR PERFORMANCE, 7 HRS/MO. 6.) VOLUNTEER FIRE FIGHTER - 1/11/2023 - 100 Arrowleaf Drive, Sun Valley, ID 83353 - Volunteer Fire Fighter, 2 hr per week training/volunteer in off time to help community, Not Invt Rel, 15 hrs/wk: 0 hrs/wk (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-16
S63 Uniform Securities Agent State Law Examination 2009-08-10
  • S65 Uniform Investment Adviser Law Examination
    2009-12-16
  • S63 Uniform Securities Agent State Law Examination
    2009-08-10
Designations
Other Names
  • Sean M Kovich

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