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120 2Nd Avenue Suite 108, Ketchum, ID 83340 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-06-26 |
| TX | RA | APPROVED | 2023-06-26 |
Branch Locations
120 N Second Avenue Suite 108, Ketchum, ID 83340 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Leaders Group, Inc. | Littleton | CO | 01/2014 | Present |
| Trumark Financial | Pleasanton | CA | 01/2016 | 01/2018 |
| Pacific Peak Advisors, Llc | Ketchum | ID | 12/2014 | Present |
| Tlg Advisors, Inc. | Littleton | CO | 04/2015 | 11/2023 |
1.) TRUMARK FINANCIAL - SINCE 01/2016 - 6685 OWENS DR, PLEASANTON, CA 94588 - NOT INV REL, INS BSN, WHOLESALE SALES, DEVOTE APROX 40 HRS/WK. 2.) RJR INSURANCE AND FINANCIAL SREVICES, LLC - SINCE 01/2014, 120 Vantis, Suite 300, Aliso Viejo, CA 92656 - NOT INV REL, INS BSN, WHOLESALER, DEVOTE APPROX: 40 HRS/WK. 3.) TLG ADVISORS INC - SINCE 4/2015 - 26 W DRY CREEK CIRCLE, SUITE 575, LITTELTON, CO 80120 - INV REL, IAR BSN, IAR REP, DEVOTE APPROX: 20 HRS/MO. 4.) PACIFIC PEAK ADVISORS - SINCE 1/1/15 - 120 Vantis, Suite 300, Aliso Viejo, CA 92656- FINANCIAL ADVISOR, INV'T RELATED, 40 HRS/WK. 5.) THE NINETEEN 90's - 405 REQUEZA ST H-8, ENCINITAS, CA 92024 - 3/20/18, LIVE MUSIC PERFORMANCE BAND, PLAY BASS IN A 90'S COVER BAND, 1-2 SHOWS PER MONTH ON WEEKENDS, PAID FOR PERFORMANCE, 7 HRS/MO. 6.) VOLUNTEER FIRE FIGHTER - 1/11/2023 - 100 Arrowleaf Drive, Sun Valley, ID 83353 - Volunteer Fire Fighter, 2 hr per week training/volunteer in off time to help community, Not Invt Rel, 15 hrs/wk: 0 hrs/wk (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-10 |
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