Ted W Hawks

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-12-21
AZ	RA	APPROVED	2015-07-02

CA RA
APPROVED

Since 2021-12-21
AZ RA
APPROVED

Since 2015-07-02

Branch Locations

Prescott, AZ • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wedbush Securities Inc	Prescott	AZ	06/2015	Present

06/2015 → Present

Wedbush Securities Inc

Prescott, AZ

Previous Registrations

2011-11-23 → 2015-06-17

Ubs Financial Services Inc.

Phoenix, AZ

Sedona, AZ
2011-05-23 → 2011-11-28

Wells Fargo Clearing Services, Llc

Prescott, AZ

Other Businesses

(1) CHINO VALLEY SCHOOL DISTRICT; NOT INVESTMENT RELATED; CHINO VALLEY, AZ; SCHOOL DISTRICT IN THE STATE OF ARIZONA; HERITAGE MIDDLE SCHOOL - BOYS HEAD COACH, CHINO VALLEY HIGH SCHOOL - BOYS ASSISTANT COACH; START: 01/2020; APPROX. 60 HOURS YEARLY; TIME DURING BUSINESS HOURS VARIES, APPROX. 0-2 PER MONTH; DUTIES: BOYS SOCCER COACH -HERITAGE MIDDLE SCHOOL, BOYS SOCCER COACH - CHINO VALLEY HIGH SCHOOL. - (2) SELF - YOUTH SOCCER/YMCA/SUMMER CAMP; NOT INVESTMENT RELATED; NON-PROFIT CORPORATION; ARIZONA YMCA COMMUNITY SPORTS; PRESCOTT, AZ; CAMP DIRECTOR; APPROX: 11 HOURS YEARLY, 8 HOURS ANNUALLY DURING BUSINESS HOURS; DUTIES: YOUTH SOCCER/YMCA/SUMMER CAMP 1 WEEK IN JUNE/JULY OF THE YEAR. -- (3) SELF- AMERICAN YOUTH SOCCER ORGANIZATION; NOT INVESTMENT RELATED; NON-PROFIT; ORGANIZING YOUTH SOCCER DEVELOPMENT; AMERICAN YOUTH SOCCER ORGANIZATION REFEREE/COACH; START: 01/1972; APPROX: 6 HOURS QUARTERLY, NONE DURING BUSINESS HOURS; DUTIES: OCCASIONAL REFEREE OF YOUTH SOCCER GAMES COACHING ASSISTANCE TO VARIOUS COACHES. -- (4) SELF - MUSICAL PRODUCTION AND PERFORMANCE; NOT INVESTMENT RELATED; PRESCOTT, AZ; SOLE PROPRIETOR; START: 7/2022; APPROX.: 10 HOURS MONTHLY, 0 TO 10 HOURS A MONTH DURING BUSINESS HOURS; DUTIES: INDEPENDENT MUSICAL PRODUCTIONS AND PERFORMANCE AS A SOLE PROPRIETOR. - (5) SELF; NOT INVESTMENT RELATED; PRESCOTT, AZ; SOCCER REFEREE; START: 7/2022; APPROX 4 HOURS MONTHLY, 0 TO 8 HOURS MONTHLY DURING BUSINESS HOURS; DUTIES: SOCCER REFEREE, OFFICIATING SOCCER MATCHES AT VARIOUS LOCATIONS, PRIMARILY IN NORTHERN ARIZONA. -- (6) SELF; NOT INVESTMENT RELATED; PRESCOTT, AZ; WRITING/EDITING; START: 7/2022; APPROX.: 8 HOURS MONTHLY, 0 TO 6 HOURS A MONTH DURING BUSINESS HOURS; DUTIES: FREELANCE COPYWRITTING, ARTICLE WRITING, EDITING PER REQUIREMENTS OF CLIENTS. WRITING IS CENTERED AROUND ADVERTISING/MARKETING, HISTORY/POLITICS AND CURRENT AFFAIRS AND MUSIC/ENTERTAINMENT/CULTURE, AUTOMOTIVE. NO FINANCIAL OR INVESTMENT WRITING/BLOGGING.