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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-08-05
TX RA APPROVED_RES 2003-01-10
AK RA APPROVED 2000-09-25
  • MI RA
    APPROVED
    Since 2020-08-05
  • TX RA
    APPROVED_RES
    Since 2003-01-10
  • AK RA
    APPROVED
    Since 2000-09-25

Branch Locations

3601 C St, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner And Smith Incorporated Anchorage AK 01/2000 Present
Bank Of America, N.A. Anchorage AK 09/2009 Present
  • 01/2000 → Present
    Merrill Lynch Pierce Fenner And Smith Incorporated
    Anchorage, AK
  • 09/2009 → Present
    Bank Of America, N.A.
    Anchorage, AK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-26
  • S66 Uniform Combined State Law Examination
    2000-05-26

View on SEC IAPD

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