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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-09-24
  • MA RA
    APPROVED
    Since 2018-09-24

Branch Locations

230 2Nd Ave. 2Nd Floor Suite 204, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Braintree MA 01/2007 Present
Andover Chinese School Andover MA 09/2006 Present
Arbc Financial Mortgage Corporation Woburn MA 03/2011 09/2016
Transamerica Financial Advisors, Inc Braintree MA 01/2012 Present
Luxury Mortgage Newton MA 09/2016 10/2016
Mortgage Lending Direct Florham NJ 10/2016 Present
Tokio Marine Hcc ? Medical Insurance Services Group Indianapolis IN 08/2017 Present
International Health & Travel Medical Insurance Indianapolis IN 05/2019 Present
Rental Property Medford MA 12/2021 Present
Li Service Chelmsford MA 04/2022 Present
Youth Empowerment Support Foundation Newton MA 10/2024 Present
  • 01/2007 → Present
    World Financial Group
    Braintree, MA
  • 09/2006 → Present
    Andover Chinese School
    Andover, MA
  • 03/2011 → 09/2016
    Arbc Financial Mortgage Corporation
    Woburn, MA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Braintree, MA
  • 09/2016 → 10/2016
    Luxury Mortgage
    Newton, MA
  • 10/2016 → Present
    Mortgage Lending Direct
    Florham, NJ
  • 08/2017 → Present
    Tokio Marine Hcc ? Medical Insurance Services Group
    Indianapolis, IN
  • 05/2019 → Present
    International Health & Travel Medical Insurance
    Indianapolis, IN
  • 12/2021 → Present
    Rental Property
    Medford, MA
  • 04/2022 → Present
    Li Service
    Chelmsford, MA
  • 10/2024 → Present
    Youth Empowerment Support Foundation
    Newton, MA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Li Service / 0422-Present / Investment Related: No / 3 Bentas Place, Li Service, Chelmsford, MA 01824 / Owner / This is My DB plan's name / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / I used Li Service as my DB plan name and No Activities Rental Property / 1221-Present / Investment Related: No / 77 Linwood St. Medford, MA 02155 / Tenancy by the entirely/Rental Property / Hrs. Work Monthly: 8 / Sec Trading Hrs: 0 / Just rent it out to receive the rental income MORTGAGE LENDING DIRECT/NO/YES/30 B VREELAND RD, THIRD FLOOR, FLORHAM, NJ 07932/MAKING MORTGAGE LOAN/SENIOR LOAN OFFICER/10.28.2016/20/4/HELP BORROWERS TO GET MORTGAGE LOAN. International Health & travel Medical Insurance / 0519-present/ Investment Related: No / 2960 N. Meridian St. Indianapolis, IN 46208 / Health Insurance Producer / Health Insurance / hrs work monthly: 5 / Sec trading hrs: 0 / Help client if they are looking for health insurance Tokio Marine HCC - Medical Insurance Services Group / 0817-present / Investment Related: NO / 251 North Illinois Street, Suite 600, Indianapolis, IN, 46204 / sales agent/ sell traveler medical insurance/ Hrs work: 5 / Sec Trading Hrs: 0 / when anyone need medical insurance so I can help them to get the medical plan Co name: CHINESE SCHOOL ANDOVER, MA, 01810/ emp dates: 0906 TO PRESENT/ INVESTMENT RELATED: NO /address: 34 SUNSET ROCK RD ANDOVER, MA 01810/ position: LANGUAGE TEACHER/ nature of business: EDUCATION / hrs work monthly: 8 /Sec trading hrs: 0/ duties: ONCE A WEEK TEACHING OBA Amendment Update: "CHINESE SCHOOL ANDOVER, MA, 01810" YOUTH EMPOWERMENT SUPPORT FOUNDATION POSITION: Treasurer NATURE: Non Profit to help YouthLeadship training INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 283 Winchester St, Newton MA 02461, United States DESCRIPTION: This is Non -Profit Origination to help Youth leader ship training, Also help Youth to do Volunteer in Local community. My Daily activity will be Record-Keeping. managing donation-- income fund and outgoing expense

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-09
S63 Uniform Securities Agent State Law Examination 2007-05-16
  • S65 Uniform Investment Adviser Law Examination
    2018-09-09
  • S63 Uniform Securities Agent State Law Examination
    2007-05-16

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