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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-09-24 |
Branch Locations
230 2Nd Ave. 2Nd Floor Suite 204, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Braintree | MA | 01/2007 | Present |
| Andover Chinese School | Andover | MA | 09/2006 | Present |
| Arbc Financial Mortgage Corporation | Woburn | MA | 03/2011 | 09/2016 |
| Transamerica Financial Advisors, Inc | Braintree | MA | 01/2012 | Present |
| Luxury Mortgage | Newton | MA | 09/2016 | 10/2016 |
| Mortgage Lending Direct | Florham | NJ | 10/2016 | Present |
| Tokio Marine Hcc ? Medical Insurance Services Group | Indianapolis | IN | 08/2017 | Present |
| International Health & Travel Medical Insurance | Indianapolis | IN | 05/2019 | Present |
| Rental Property | Medford | MA | 12/2021 | Present |
| Li Service | Chelmsford | MA | 04/2022 | Present |
| Youth Empowerment Support Foundation | Newton | MA | 10/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Li Service / 0422-Present / Investment Related: No / 3 Bentas Place, Li Service, Chelmsford, MA 01824 / Owner / This is My DB plan's name / Hrs. Work Monthly: 0 / Sec Trading Hrs: 0 / I used Li Service as my DB plan name and No Activities Rental Property / 1221-Present / Investment Related: No / 77 Linwood St. Medford, MA 02155 / Tenancy by the entirely/Rental Property / Hrs. Work Monthly: 8 / Sec Trading Hrs: 0 / Just rent it out to receive the rental income MORTGAGE LENDING DIRECT/NO/YES/30 B VREELAND RD, THIRD FLOOR, FLORHAM, NJ 07932/MAKING MORTGAGE LOAN/SENIOR LOAN OFFICER/10.28.2016/20/4/HELP BORROWERS TO GET MORTGAGE LOAN. International Health & travel Medical Insurance / 0519-present/ Investment Related: No / 2960 N. Meridian St. Indianapolis, IN 46208 / Health Insurance Producer / Health Insurance / hrs work monthly: 5 / Sec trading hrs: 0 / Help client if they are looking for health insurance Tokio Marine HCC - Medical Insurance Services Group / 0817-present / Investment Related: NO / 251 North Illinois Street, Suite 600, Indianapolis, IN, 46204 / sales agent/ sell traveler medical insurance/ Hrs work: 5 / Sec Trading Hrs: 0 / when anyone need medical insurance so I can help them to get the medical plan Co name: CHINESE SCHOOL ANDOVER, MA, 01810/ emp dates: 0906 TO PRESENT/ INVESTMENT RELATED: NO /address: 34 SUNSET ROCK RD ANDOVER, MA 01810/ position: LANGUAGE TEACHER/ nature of business: EDUCATION / hrs work monthly: 8 /Sec trading hrs: 0/ duties: ONCE A WEEK TEACHING OBA Amendment Update: "CHINESE SCHOOL ANDOVER, MA, 01810" YOUTH EMPOWERMENT SUPPORT FOUNDATION POSITION: Treasurer NATURE: Non Profit to help YouthLeadship training INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 283 Winchester St, Newton MA 02461, United States DESCRIPTION: This is Non -Profit Origination to help Youth leader ship training, Also help Youth to do Volunteer in Local community. My Daily activity will be Record-Keeping. managing donation-- income fund and outgoing expense
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-16 |
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