Paul M Douglas

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-06-02
MO	RA	APPROVED	2025-06-02
NC	RA	APPROVED	2025-06-02
FL	RA	APPROVED	2023-09-21
TX	RA	APPROVED	2017-12-12
OH	RA	APPROVED	2009-01-23

MI RA
APPROVED

Since 2025-06-02
MO RA
APPROVED

Since 2025-06-02
NC RA
APPROVED

Since 2025-06-02
FL RA
APPROVED

Since 2023-09-21
TX RA
APPROVED

Since 2017-12-12
OH RA
APPROVED

Since 2009-01-23

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Hudson	OH	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Hudson, OH

Previous Registrations

2007-07-30 → 2009-01-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hudson, OH

Other Businesses

The University of Akron National Alumni Association Board / Akron United States,Ohio http://www.uakron.edu/alumni-friends/ / No/ 9/22/2014 Promoting The University of Akron to the community and helping with alumni association related functions and events / No / Other / Board Member / Helping to promote the University and the Alumni Association's efforts in the community / Start Date 9/22/14

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-27

S66 Uniform Combined State Law Examination

2007-07-27

Designations

View on SEC IAPD