Best Investors Account Sign in

James Evan Sarow

U.S. Bancorp Advisors, LLC

Mequon, WI

Bayside, WI

Glendale, WI

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WI RA APPROVED 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WI RA
    APPROVED
    Since 2026-02-13

Branch Locations

11111 N Port Washington Rd, Mequon, WI 53092 • United States

400 W Brown Deer Rd, Bayside, WI 53217 • United States

5888 N Port Washington Rd, Glendale, WI 53217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&I Brokerage Services Miwaukee WI 06/2001 01/2017
M & I Insurance Services Milwaukee WI 06/2001 01/2017
M & I Trust Milwaukee WI 06/2001 01/2017
Bmo Harris Bank Milwaukee WI 07/2011 01/2017
Bmo Harris Financial Advisors, Inc. West Allis WI 08/2012 01/2017
U.S. Bancorp Investments, Inc. Mequon WI 01/2017 02/2026
U.S. Bancorp Advisors, Llc Mequon WI 02/2026 Present
  • 06/2001 → 01/2017
    M&I Brokerage Services
    Miwaukee, WI
  • 06/2001 → 01/2017
    M & I Insurance Services
    Milwaukee, WI
  • 06/2001 → 01/2017
    M & I Trust
    Milwaukee, WI
  • 07/2011 → 01/2017
    Bmo Harris Bank
    Milwaukee, WI
  • 08/2012 → 01/2017
    Bmo Harris Financial Advisors, Inc.
    West Allis, WI
  • 01/2017 → 02/2026
    U.S. Bancorp Investments, Inc.
    Mequon, WI
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Mequon, WI
Previous Registrations
  • 2017-01-04 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Saint Paul, MN
    Mequon, WI
    Brown Deer, WI
    Glendale, WI
    Bayside, WI
  • 2012-08-01 → 2017-01-04
    Bmo Harris Financial Advisors, Inc.
    Milwaukee, WI
    West Allis, WI
    West Allis, WI
  • 2012-04-18 → 2012-08-01
    M&I Financial Advisors, Inc
    Milwaukee, WI
    West Allis, WI
    West Allis, WI
    Milwaukee, WI
    Milwaukee, WI
  • 2010-10-08 → 2012-04-19
    M&I Investment Management Corp.
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-15
S63 Uniform Securities Agent State Law Examination 2000-06-01
  • S65 Uniform Investment Adviser Law Examination
    2010-11-15
  • S63 Uniform Securities Agent State Law Examination
    2000-06-01
Other Names
  • Jim Sarow

View on SEC IAPD

More in Mequon, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor