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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-04-14 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc. | Cedar Rapids | IA | 03/2007 | 12/2018 |
| Nations Financial Group, Inc. | Cedar Rapids | IA | 04/2020 | Present |
| Aegon Asset Management | Cedar Rapids | IA | 01/2019 | 03/2020 |
DMW FARM PARTNERSHIP. 6508 GIBSON DRIVE NE, CEDAR RAPIDS, IA 52411. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS FARMING. POSITION IS PARTNER. STARTED 8-1-10. APPROX 1 HR/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE TO ASSIST IN DECISION MAKING // AG BUILDING RENTAL. 6508 GIBSON DR NE. CEDAR RAPIDS, IA 52411. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS REAL ESTATE RENTAL. POSITION IS OWNER. STARTED 8-1-03. SPEND APPROX. 1 HR/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE PROPERTY MANAGEMENT// TRAVORIUM TRAVEL. 6508 GIBSON DR. NE CEDAR RAPIDS, IA 52411. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TRAVEL CLUB. POSITION IS MEMBER. STARTED 6/1/2024. APPROX 0 HRS SPENT ON BUSINESS WITH 0 DURING SECURITY TRADING HRS. NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-04 |
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