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Stephen Doty Cummings

Savant Wealth Management

Chicago, IL

Rockford, IL

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Current Employers
Savant Wealth Management

190 Buckley Drive, Rockford, IL 61107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-05-01
  • IL RA
    APPROVED
    Since 2015-05-01

Branch Locations

200 W. Madison Street Suite 2601, Chicago, IL 60606 • United States

190 Buckley Drive, Rockford, IL 61107 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savant Capital Management Rockford IL 05/2015 07/2020
Savant Wealth Management Rockford IL 07/2020 Present
Previous Registrations
  • 2007-03-29 → 2015-07-21
    Orion Capital Management Inc
    Winnetka, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-28
  • S65 Uniform Investment Adviser Law Examination
    2007-03-28
Designations
Other Names
  • Stephen Doty Cummings

View on SEC IAPD

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