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San Francisco, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richner Capital | San Francisco | CA | 10/2009 | Present |
Richner Capital is compensated by a third party, Osmium Partners LLC, for providing research to that party. The provision of research to third parties may be intermittent and of short duration. The third party is an investmnet management company located at 300 Drakes Landing Road #172, Greenbrae, CA. The research provided is equity analysis of the same nature as performed internally at Richner Capital. The approximate number of hours spent is 40 per month. may have conflicts of interest in allocation of Richner Capital's time and services among Investors and third parties. Notwithstanding these conflicts, Richner Capital will allocate its services, research and opportunities in a manner it believes appropriate and as equitable as possible.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-02 |
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