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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-09-30
  • GA RA
    APPROVED
    Since 2022-09-30

Branch Locations

303 Peachtree St, Ne Fl 3, Atlanta, GA 30308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Atlanta GA 09/2015 11/2016
Suntrust Investment Services, Inc Atlanta GA 11/2016 02/2021
Suntruat Advisory Services, Llc Atlanta GA 11/2016 02/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
Truist Investment Services, Inc. Atlanta GA 02/2021 Present
  • 09/2015 → 11/2016
    Suntrust Bank
    Atlanta, GA
  • 11/2016 → 02/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 11/2016 → 02/2021
    Suntruat Advisory Services, Llc
    Atlanta, GA
  • 02/2021 → Present
    Atlanta, GA
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2016-12-05 → 2022-09-19
    Atlanta, GA
  • 2016-12-05 → 2016-12-31
    Truist Investment Services, Inc.
    Atlanta, GA
  • 2009-09-24 → 2015-10-07
    Fsc Securities Corporation
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-03
  • S66 Uniform Combined State Law Examination
    2009-08-03

View on SEC IAPD

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