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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-12-13 |
| TX | RA | APPROVED | 2017-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 05/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Summit | NJ | 12/2017 | Present |
| Bank Of America, N.A | Summit | NJ | 01/2018 | Present |
I*111190 For profit or not for profit: Non-Profit Organization Name of outside business organization: Soft Bones Investment related: N Address of business: Boonton, New Jersey 7005 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 12/13/2017 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Board member advising on the strategic vision and best way to raise the visibility of the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-19 |
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