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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED_RES | 2024-03-16 |
| AZ | RA | APPROVED | 2022-09-26 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
14139 W Indian School Rd, Goodyear, AZ 85395 • United States
4323 W Peoria Ave, Glendale, AZ 85302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Scottsdale | AZ | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 12/2021 |
| Pnc Investments Llc | Scottsdale | AZ | 12/2021 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 09/2022 | Present |
INNOVATIVE ACQUISITIONS LLC, INV RELATED, SURPRISE, AZ, 100% OWNERSHIP WITH SPOUSE, START 4/1/2015, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FOR REAL ESTATE RENTAL HOLDINGS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-16 |
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