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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2012-01-06 |
Branch Locations
355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Bellevue | WA | 02/2007 | Present |
| Clear Energy | Renton | WA | 05/2002 | 12/2022 |
| Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes | Renton | WA | 06/1992 | Present |
| Transamerica Financial Advisors, Inc | Bellevue | WA | 01/2012 | Present |
| John Chi International Company | Bellevue | WA | 09/2015 | 05/2019 |
| Solterra Llc | Seatle | WA | 04/2016 | Present |
| World System Builders (Wsb) | Alviso | CA | 07/2015 | Present |
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). World System Builder (WSB): is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. WSB-co-brand utilized by WFGIA agents (not a WFGIA company) - not an employee or an officer/director, no compensation. SOLTERRA LLC/INVESTOR/INVESTMENT RELATED-YES/2910 1st AVE S, SUITE 210, SEATTLE WA 98134/4-1-2016/0/0/NONE. THOMAS M BAKER & LINDA A BAKER JOINT OWNERS OF 2 RENTAL HOMES; INVESTMENT RELATED-NO; 1202 N 35TH ST RENTON, WA 98056; RENTAL PROPERTY; OWNER; HOURS PER MONTH-0; HOURS DURING SECURITIES TRADING HOURS -0; THIS IS A RENTAL HOME AND ARE NO WAY RELAED TO WFG OR TFA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-13 |
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