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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-01-06
  • WA RA
    APPROVED
    Since 2012-01-06

Branch Locations

355 118Th Ave Se Suite 100A, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Bellevue WA 02/2007 Present
Clear Energy Renton WA 05/2002 12/2022
Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes Renton WA 06/1992 Present
Transamerica Financial Advisors, Inc Bellevue WA 01/2012 Present
John Chi International Company Bellevue WA 09/2015 05/2019
Solterra Llc Seatle WA 04/2016 Present
World System Builders (Wsb) Alviso CA 07/2015 Present
  • 02/2007 → Present
    World Financial Group
    Bellevue, WA
  • 05/2002 → 12/2022
    Clear Energy
    Renton, WA
  • 06/1992 → Present
    Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes
    Renton, WA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Bellevue, WA
  • 09/2015 → 05/2019
    John Chi International Company
    Bellevue, WA
  • 04/2016 → Present
    Solterra Llc
    Seatle, WA
  • 07/2015 → Present
    World System Builders (Wsb)
    Alviso, CA
Previous Registrations
  • 2009-04-21 → 2012-01-06
    Investment Advisors International, Inc.
    Renton, WA
Other Businesses

Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). World System Builder (WSB): is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC. WSB-co-brand utilized by WFGIA agents (not a WFGIA company) - not an employee or an officer/director, no compensation. SOLTERRA LLC/INVESTOR/INVESTMENT RELATED-YES/2910 1st AVE S, SUITE 210, SEATTLE WA 98134/4-1-2016/0/0/NONE. THOMAS M BAKER & LINDA A BAKER JOINT OWNERS OF 2 RENTAL HOMES; INVESTMENT RELATED-NO; 1202 N 35TH ST RENTON, WA 98056; RENTAL PROPERTY; OWNER; HOURS PER MONTH-0; HOURS DURING SECURITIES TRADING HOURS -0; THIS IS A RENTAL HOME AND ARE NO WAY RELAED TO WFG OR TFA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-13
S63 Uniform Securities Agent State Law Examination 2007-04-13
  • S65 Uniform Investment Adviser Law Examination
    2009-03-13
  • S63 Uniform Securities Agent State Law Examination
    2007-04-13

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