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2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-22 |
| SC | RA | APPROVED | 2025-08-22 |
Branch Locations
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
1240 Winnowing Way Suite 102, Mt. Pleasant, SC 29466 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Atlanta | GA | 03/2011 | 06/2017 |
| Fisher Investments | Camas | WA | 06/2017 | 08/2023 |
| Mariner Wealth Advisors | Overland Park | KS | 08/2023 | 05/2024 |
| Gratus Capital, Llc | Atlanta | GA | 06/2024 | 08/2024 |
| The Colony Group, Llc | Boston | MA | 08/2024 | 08/2025 |
| Kayne Anderson Rudnick Investment Management, Llc | Los Angeles | CA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-13 |
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