Richard Louis Trotta

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-04-19

Branch Locations

1375 Skippack Pike, Blue Bell, PA 19422 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Santander Bank, Na	Boston	MA	05/2016	04/2022
Santander Securities, Llc	Dorchester	MA	05/2016	04/2022
Citizens Securities, Inc.	Kingston	PA	05/2022	04/2024
Wells Fargo Clearing Services, Llc	Allentown	PA	04/2024	Present

2022-05-20 → 2024-04-19

Citizens Securities, Inc.

Forty Fort, PA

Conshohocken, PA

West Hazleton, PA

Kingston, PA

Nanticoke, PA
2016-05-31 → 2022-04-08

Santander Securities Llc

Easton, PA

Bangor, PA

Easton, PA

Orwigsburg, PA

Easton, PA

Shenandoah, PA

Harrisburg, PA

Bethlehem, PA

Tamaqua, PA

Pottsville, PA

Harrisburg, PA

Tamaqua, PA

Tamaqua, PA

Pottsville, PA

Shenandoah, PA

Tamaqua, PA

Bethlehem, PA

Orwigsburg, PA

Emmaus, PA

Allentown, PA

Villanova, PA

Conshohocken, PA

Orwigsburg, PA

Schuylkill Haven, PA

Tamaqua, PA

Pottsville, PA
2015-01-30 → 2016-06-07

Stonex Advisors Inc.

Birmingham, AL
2015-01-06 → 2015-01-30

Wrp Investments, Inc.

Youngstown, OH
2013-05-09 → 2015-01-09

Coinbase Capital Markets Corp

Orefield, PA

New York, NY

Orefield, PA
2012-11-20 → 2013-08-06

Liberty Asset Management

Allentown, PA
2010-11-15 → 2012-10-16

Wells Fargo Clearing Services, Llc

Allentown, PA
2009-01-02 → 2009-10-20

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL
2008-12-23 → 2009-01-02

Raymond James Financial Services, Inc.

Emmaus, PA
2008-07-14 → 2008-12-17

Wells Fargo Clearing Services, Llc

Northampton, PA

Allentown, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-11
S63	Uniform Securities Agent State Law Examination	2007-05-31

Other Firms