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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-05-25 |
| TX | RA | APPROVED | 2023-05-25 |
Branch Locations
107 S Main St, Lindsborg, KS 67456 • United States
Woodlands, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sta Wealth Management, Llc | Houston | TX | 04/2014 | 11/2016 |
| Rbc Capital Markets, Llc | Houston | TX | 11/2016 | 07/2017 |
| Engrave Wealth Partners, Llc | The Woodlands | TX | 08/2017 | 11/2017 |
| Unemployed | Houston | TX | 11/2017 | 05/2018 |
| Ameriprise Financial Services, Inc. | Shenandoah | TX | 05/2018 | 03/2020 |
| Sagepoint Financial, Inc. | Spring | TX | 07/2020 | 08/2021 |
| Unemployed | The Woodlands | TX | 03/2020 | 06/2020 |
| Unemployed | The Woodlands | TX | 09/2021 | 01/2022 |
| Raymond James & Associates, Inc. | Houston | TX | 01/2022 | 07/2022 |
| Shane Fruge | The Woodlands | TX | 07/2022 | 05/2023 |
| Northwestern Mutual Investment Services, Llc | The Woodlands | TX | 01/2023 | 05/2023 |
| Ameriprise Financial Services, Llc | Lindsborg | KS | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-22 |
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