Andrew Richard Hauber

Current Employers

Diversify Advisory Services, Llc

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-02-15
PA	RA	APPROVED	2023-12-19

TX RA
APPROVED

Since 2024-02-15
PA RA
APPROVED

Since 2023-12-19

Branch Locations

918 Maple St, Conshohocken, PA 19428 • United States

10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Penn Mutual Life Insurance Company	Horsham	PA	03/2015	10/2022
Hornor, Townsend & Kent, Inc	Horsham	PA	03/2015	10/2022
Dfpg Investments, Llc	Sandy	UT	10/2022	Present

03/2015 → 10/2022

Penn Mutual Life Insurance Company

Horsham, PA
03/2015 → 10/2022

Hornor, Townsend & Kent, Inc

Horsham, PA
10/2022 → Present

Dfpg Investments, Llc

Sandy, UT

Previous Registrations

2015-04-15 → 2022-10-27

Hornor, Townsend & Kent, Llc

Conshohocken, PA

Conshohocken, PA
2015-01-02 → 2015-03-23

Msi Financial Services, Inc.

Newtown Square, PA
2008-02-19 → 2015-01-02

New England Securities

Newtown Square, PA

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL, | POSITION HELD: AGENT | ADDRESS: 918 MAPLE ST, CONSHOHOCKEN, PA 19428 | START DATE: 03/2015 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: MARCH FORWARD | POSITION HELD: PARTNER | ADDRESS: 918 MAPLE ST, CONSHOHOCKEN, PA 19428 | START DATE: 3/1/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY ( SALE OF FINANCIAL PLANNING, LIFE INSURANCE, INVESTMENTS, ANNUITIES, LTC, DI. 3) BBCH REALTY PARTNERS, LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PARTNER | ADDRESS: 918 MAPLE STREET CONSHOHOCKEN, PA 19428 | START DATE: 4/5/2022 | NATURE OF ACTIVITY: PROPERTY OWNERSHIP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: NO BUSINESS WILL BE CONDUCTED THROUGH BBCH REALTY PARTNERS LLC. LLC WAS CREATED TO HOLD OUR BUSINESS PROPERTY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-02-12
S63	Uniform Securities Agent State Law Examination	2007-09-12

S65 Uniform Investment Adviser Law Examination

2008-02-12
S63 Uniform Securities Agent State Law Examination

2007-09-12

Designations

Other Names

Andrew Hauber

View on SEC IAPD