Adriel Tam

Current Employers

Employment History

• 01/2009 → 04/2018
  Lpl Financial Llc
  Seattle, WA
• 09/2014 → 06/2021
  Viridian Ria, Llc
  Seattle, WA
• 06/2021 → 05/2022
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 05/2022 → 11/2022
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 01/2023 → Present
  Advisorcheck
  Englewood Cliffs, NJ
• 07/2024 → Present
  Ensemble Team, Llc Dba The Ensemble Team
  Seattle, WA

Previous Registrations

• 2024-07-22 → 2025-07-01
  The Ensemble Team
  Seattle, WA
• 2022-03-25 → 2022-11-18
  Edelman Financial Engines
  Bothell, WA
• 2014-09-30 → 2022-05-06
  Viridian Ria, Llc
  Bothell, WA
• 2009-01-23 → 2015-10-29
  Lpl Financial Llc
  Everett, WA
  Seattle, WA
  San Diego, CA
  Bothell, WA
• 2007-06-18 → 2009-02-11
  Ubs Financial Services Inc.
  Seattle, WA

Other Businesses

1) Adriel's Business Consulting; INVESTMENT RELATED: No; ADDRESS: 450 ALASKAN WAY SOUTH, SUITE 200, SEATTLE, WA 98104; NATURE: Business consulting services.; POSITION: CEO; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: less than 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Consulting firms on M&A or preparation for M&A activities. General business consulting to management/leadership No outside consulting work related to financial services/tax related areas. No consulting services to EFE firm clients or prospects. 2) Investment Properties; INVESTMENT RELATED: No; ADDRESS: Seattle, WA 98121; NATURE: Investment Property Ownership; POSITION: Owner; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Owner of various investment properties 3) Line Cook: INVESTMENT RELATED: No; ADDRESS: Seattle, WA 98121; NATURE: Line Cook; POSITION: Contractor; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: 10 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Preparing and cooking food 4) Ronald McDonald House Charities; INVESTMENT RELATED: No; ADDRESS: 5130 40th Ave NE, Seattle, WA 98105; NATURE: Board of Directors for Ronald McDonald House Charities. We provide housing for families that have children in critical care at Children's Hospital in Seattle and Alaska. I am also a member of the investment committee.; POSITION: Board Member; START DATE: 06/23/2021; NUMBER OF HOURS/MONTH: 05 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 01 Hrs.; DUTIES: Member of the board and investment committee member

Exams

• S66 Uniform Combined State Law Examination
  2007-06-16

Other Names

• Adriel T Tam