Isabel C Ramsey

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-05-11
CA	RA	APPROVED	2017-05-09

TX RA
APPROVED_RES

Since 2017-05-11
CA RA
APPROVED

Since 2017-05-09

Branch Locations

Reseda, CA • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	04/2017	Present
Pepperdine University	Malibu	CA	04/2016	04/2017

04/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
04/2016 → 04/2017

Pepperdine University

Malibu, CA

Previous Registrations

2008-01-03 → 2016-04-29

Citigroup Global Markets Inc.

Los Angeles, CA

Other Businesses

I*, 2770270 Entity Type: For Profit Name of OBA: Rental Property 1 Address: Santa Clarita, California 91387 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 05/01/2025 No Hours: 10 hours per year No Hours during trading: 0 Duties: Real Estate

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-26

S66 Uniform Combined State Law Examination

2007-12-26

Other Names

Isabel C. Valdivia
Isabel Valdivia
Isabel Cecilia Valdivia

View on SEC IAPD