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Leslie Ann Kollar

Stifel, Nicolaus & Company, Incorporated

Walnut Creek, CA

Frontenac, MO

Danville, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-12
MO RA APPROVED 2023-10-12
TX RA APPROVED 2023-10-12
  • CA RA
    APPROVED
    Since 2023-10-12
  • MO RA
    APPROVED
    Since 2023-10-12
  • TX RA
    APPROVED
    Since 2023-10-12

Branch Locations

500 Ygnacio Valley Road, Suite 490, Walnut Creek, CA 94596 • United States

2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Clayton MO 07/2015 06/2018
Jpmorgan Chase Bank Na Clayton MO 07/2015 06/2018
Rbc Capital Markets, Llc. St. Louis MO 06/2018 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 11/2018 10/2023
Stifel, Nicolaus & Company, Incorporated Frontenac MO 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-12
S63 Uniform Securities Agent State Law Examination 2007-04-07
  • S66 Uniform Combined State Law Examination
    2015-10-12
  • S63 Uniform Securities Agent State Law Examination
    2007-04-07
Other Names
  • Leslie Ann Kollar
  • Leslie Kollar

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
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ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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