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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-19 |
| TX | RA | APPROVED | 2008-05-08 |
| TN | RA | APPROVED | 2007-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Chattanooga | TN | 03/2007 | Present |
| U.S. Coast Guard | Forest Park | GA | 01/1995 | 08/2017 |
| Bank Of America,N.A. | Chattanooga | TN | 06/2011 | Present |
NEK PRODUCTS, INC. NOT INVESTMENT RELATED. ADDRESS: , CHICKAMAUGA, GA 30707. NATURE OF BUSINESS: DIETARY SUPPLEMENT SALES (VITAMINS). POSITION: CEO.START DATE: 06/2003STATUS: NOT ACTIVELY CONDUCTING BUSINESS AND CORPORATION NOT OFFICIALY DISSOLVED. THE BATHBOX COMPANY, INC. NOT INVESTMENT RELATED. ADDRESS: , CHICKAMAUGA, GA 30707. NATURE OF BUSINESS: HEALTH AND BEAUTY PRODUCTS. POSITION: VICE PRESIDENT.START DATE: 03/2006STATUS: NEVER OFFICIALY CONDUCTING BUSINESS. CORPORATION HAS BEEN OFFICIALLY DISSOLVED AS OF 02/2007. I*4852293, Entity Type: , Name of OBA: L J K TOD BENEFICIARIES ON FILE , Address: CHICKAMAUGA, Georgia, 30707, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties: I*4852295, Entity Type: , Name of OBA: MLPF& S CUST FPO L J K IRA FBO L J K, Address: CHICKAMAUGA, Georgia, 30707, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/01/2026, No Hours: 2 Yearly, No Hours during Trading: 2 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-21 |
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