Nathaniel Chang

Fidelity Institutional Wealth Adviser LLC

Claim This Profile

Current Employers

Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-02-08
TX	RA	APPROVED	2023-02-08

CA RA
APPROVED

Since 2023-02-08
TX RA
APPROVED

Since 2023-02-08

Branch Locations

Norwalk, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Distributors Company Llc	Smithfield	RI	12/2022	Present
City Of Los Angeles	Los Angeles	CA	01/2015	12/2022

12/2022 → Present

Fidelity Distributors Company Llc

Smithfield, RI
01/2015 → 12/2022

City Of Los Angeles

Los Angeles, CA

Previous Registrations

2014-11-03 → 2015-01-29

Imperial Capital Asset Management Llc

New York, NY

Palm Beach Gardens, FL
2010-01-28 → 2011-10-06

Benefit Financial Services Group

Irvine, CA
2008-05-23 → 2009-05-05

Goldman Sachs Wealth Services, L.P.

Irvine, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-01-18
S66	Uniform Combined State Law Examination	2014-08-04

S63 Uniform Securities Agent State Law Examination

2023-01-18
S66 Uniform Combined State Law Examination

2014-08-04

Designations

View on SEC IAPD

More in Norwalk, CA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor