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Alex Louis Greenspon

Charles Schwab & Co., Inc.

Pittsford, NY

West Hartford, CT

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-09
  • NY RA
    APPROVED
    Since 2021-07-09

Branch Locations

1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States

11 South Main Street, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Rochester NY 02/2015 02/2018
Td Ameritrade, Inc. Rochester NY 02/2018 01/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2021
Charles Schwab & Co., Inc. Pittsford NY 06/2021 Present
Charles Schwab Bank, Ssb Pittsford NY 06/2021 Present
Unemployed Rochester NY 01/2021 06/2021
  • 02/2015 → 02/2018
    Scottrade, Inc.
    Rochester, NY
  • 02/2018 → 01/2021
    Td Ameritrade, Inc.
    Rochester, NY
  • 02/2018 → 01/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 06/2021 → Present
    Charles Schwab & Co., Inc.
    Pittsford, NY
  • 06/2021 → Present
    Charles Schwab Bank, Ssb
    Pittsford, NY
  • 01/2021 → 06/2021
    Unemployed
    Rochester, NY
Previous Registrations
  • 2022-06-10 → 2022-10-14
    Td Ameritrade, Inc.
    Pittsford, NY
    Albany, NY
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Pittsford, NY
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Rochester, NY
  • 2016-12-01 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2011-10-31 → 2015-01-26
    Charles Schwab & Co., Inc.
    Pittsford, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-11
S63 Uniform Securities Agent State Law Examination 2008-07-29
  • S66 Uniform Combined State Law Examination
    2011-10-11
  • S63 Uniform Securities Agent State Law Examination
    2008-07-29

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY
OSAIC WEALTH, INC. · Pittsford, NY

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