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Bend, OR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-01-01 |
| NM | RA | APPROVED | 2020-02-05 |
Branch Locations
Santa Fe, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lake Oswego | OR | 11/2013 | Present |
| Strategic Financial Partners | Lake Oswego | OR | 12/2013 | Present |
1. 12/23/2013 - STRATEGIC FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR - TIME SPENT 35% - PROVIDES ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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