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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-17
WY RA APPROVED 2026-06-02
  • AZ RA
    APPROVED
    Since 2026-07-17
  • WY RA
    APPROVED
    Since 2026-06-02

Branch Locations

Wyoming, WY • United States

4380 N Campbell Ave, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Niles IL 01/2011 07/2019
Pnc Bank, N.A. Niles IL 01/2011 07/2019
Lake Forest Graduate School Of Management Lake Forest IL 07/2019 02/2021
Walgreens River Grove IL 07/2020 12/2021
Bmo Bank Na Middleton WI 06/2021 Present
Lpl Financial Llc Middleton WI 06/2021 Present
  • 01/2011 → 07/2019
    Pnc Investments
    Niles, IL
  • 01/2011 → 07/2019
    Pnc Bank, N.A.
    Niles, IL
  • 07/2019 → 02/2021
    Lake Forest Graduate School Of Management
    Lake Forest, IL
  • 07/2020 → 12/2021
    Walgreens
    River Grove, IL
  • 06/2021 → Present
    Bmo Bank Na
    Middleton, WI
  • 06/2021 → Present
    Middleton, WI
Other Businesses

1) 6/2021- BMO BANK NA - Financial Institution Duty / Banker- Inv. Related- Skokie, IL - 160hrs/mth 2) 6/2021- BMO Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-19
S63 Uniform Securities Agent State Law Examination 2021-08-25
  • S65 Uniform Investment Adviser Law Examination
    2026-05-19
  • S63 Uniform Securities Agent State Law Examination
    2021-08-25
Other Names
  • Kristina Santos Villegas

View on SEC IAPD

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