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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-16
TX RA APPROVED 2024-01-16
  • NY RA
    APPROVED
    Since 2024-01-16
  • TX RA
    APPROVED
    Since 2024-01-16

Branch Locations

58 South Service Road Suite 310, Melville, NY 11747 • United States

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Garden City, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Garden City NY 06/2012 07/2017
Raymond James Financial Services Advisors Inc. Garden City NY 06/2012 07/2017
New York Wealth Management Garden City NY 06/2012 08/2017
Raymond James & Associates, Inc Garden City NY 07/2017 01/2024
Ubs Financial Services Inc Melville NY 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-04
  • S66 Uniform Combined State Law Examination
    2009-05-04

View on SEC IAPD

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