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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1202 Edgington, Eldora, IA 50627 • United States
5530 West Parkway Suite 200, Johnston, IA 50131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hcsb Investment Services | Eldora | IA | 10/2012 | Present |
| John Pratt Financial | Johnston | IA | 01/2013 | 09/2016 |
| Vsr Financial Services Inc. | Overland Park | KS | 06/2015 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 06/2015 | 09/2016 |
| Summit Brokerage Services, Inc. | Polk City | IA | 09/2016 | 12/2016 |
| Summit Financial Group Inc | Boca Raton | FL | 09/2016 | 12/2016 |
| Voya Financial Advisors, Inc. | Johnston | IA | 12/2016 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) NAME OF ENTITY: Independent Insurance Agent; Yes; SAME AS REGISTERED LOCATION; Fixed Insurance Sales; Independent Insurance Agent; 12/19/2016; 160; 160; Sales of Fixed Insurance Products| (2) NAME OF ENTITY: HCSB Investment Services; Yes; 1202 EDGINGTON AVE; ELDORA; IA; 50627; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 10/1/2011; 80; 80; SELL AND SERVICE FINANCIAL SERVICES (FINANCIAL PLANNER)| (3) NAME OF ENTITY: John Pratt Financial LLC; No; 3751 NW 102nd Place; Polk City; IA; 50226; S-Corp; Owner; 1/2/2019; 10; 1; Administer the payroll, pay office rents and payroll income taxes| (4) NAME OF OTHER BUSINESS: PRATT FARMS; INVESTMENT RELATED: NO ; ADDRESS: 2410 ASHERTON AVE NASHUA, IA 50658; NATURE OF BUSINESS: FARMING; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: FAMILY MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES, FAMILY FARM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-29 |
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