Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1202 Edgington, Eldora, IA 50627 • United States

5530 West Parkway Suite 200, Johnston, IA 50131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hcsb Investment Services Eldora IA 10/2012 Present
John Pratt Financial Johnston IA 01/2013 09/2016
Vsr Financial Services Inc. Overland Park KS 06/2015 09/2016
Vsr Advisory Services Overland Park KS 06/2015 09/2016
Summit Brokerage Services, Inc. Polk City IA 09/2016 12/2016
Summit Financial Group Inc Boca Raton FL 09/2016 12/2016
Voya Financial Advisors, Inc. Johnston IA 12/2016 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2012 → Present
    Hcsb Investment Services
    Eldora, IA
  • 01/2013 → 09/2016
    John Pratt Financial
    Johnston, IA
  • 06/2015 → 09/2016
    Vsr Financial Services Inc.
    Overland Park, KS
  • 06/2015 → 09/2016
    Vsr Advisory Services
    Overland Park, KS
  • 09/2016 → 12/2016
    Summit Brokerage Services, Inc.
    Polk City, IA
  • 09/2016 → 12/2016
    Summit Financial Group Inc
    Boca Raton, FL
  • 12/2016 → 06/2021
    Johnston, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-12-19 → 2021-06-09
    Polk City, IA
    Eldora, IA
    Johnston, IA
    Des Moines, IA
    Des Moines, IA
    Windsor, CT
    West Des Moines, IA
  • 2016-09-01 → 2016-12-19
    Summit Financial Group Inc
    Eldora, IA
    Johnston, IA
    Polk City, IA
  • 2016-09-02 → 2016-11-02
    Vsr Financial Services, Inc.
    Polk City, IA
    Johnston, IA
    Eldora, IA
    Overland Park, KS
  • 2015-06-23 → 2016-09-01
    Vsr Financial Services, Inc.
    Eldora, IA
    Johnston, IA
    Polk City, IA
    Overland Park, KS
  • 2009-07-21 → 2015-07-07
    Eldora, IA
    Ankeny, IA
    Cedar Rapids, IA
    Urbana, IA
    Johnston, IA
    Johnston, IA
    Polk City, IA
  • 2007-06-15 → 2007-07-27
    St Louis, MO
    Ankeny, IA
Other Businesses

(1) NAME OF ENTITY: Independent Insurance Agent; Yes; SAME AS REGISTERED LOCATION; Fixed Insurance Sales; Independent Insurance Agent; 12/19/2016; 160; 160; Sales of Fixed Insurance Products| (2) NAME OF ENTITY: HCSB Investment Services; Yes; 1202 EDGINGTON AVE; ELDORA; IA; 50627; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 10/1/2011; 80; 80; SELL AND SERVICE FINANCIAL SERVICES (FINANCIAL PLANNER)| (3) NAME OF ENTITY: John Pratt Financial LLC; No; 3751 NW 102nd Place; Polk City; IA; 50226; S-Corp; Owner; 1/2/2019; 10; 1; Administer the payroll, pay office rents and payroll income taxes| (4) NAME OF OTHER BUSINESS: PRATT FARMS; INVESTMENT RELATED: NO ; ADDRESS: 2410 ASHERTON AVE NASHUA, IA 50658; NATURE OF BUSINESS: FARMING; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: FAMILY MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NO DUTIES, FAMILY FARM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-29
  • S66 Uniform Combined State Law Examination
    2007-05-29
Other Names
  • Pratt
  • John Pratt

View on SEC IAPD

More in Eldora, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor